Johnny Leo Deforest

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 09/2015 → 05/2019
  University Of Houston Law Center, Health Law And Policy Institut
  Houston, TX
• 05/2017 → 07/2017
  Cfg Industries Llc
  Spring, TX
• 08/2015 → 05/2019
  University Of Houston
  Houston, TX
• 07/2019 → Present
  Bank Of America N.A.
  Houston, TX

Other Businesses

I*: 2600295 Entity Type: For Profit Name of OBA: J. D. Address: Houston, TX 77016 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/14/2025 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Selling my collectibles or trading game cards on platforms such as eBay, TCGPlayer, etc. List collectibles or trading cards on online platform for sale, ship items that have sold, receive the payouts/proceeds from the sales after items have been delivered.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-13

Other Names

• Jj Deforest
• Johnny Deforest