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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-27 |
Branch Locations
6875 Quail Hill Parkway, Irvine, CA 92603 • United States
2244 Barranca Pkwy, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 05/2019 | 08/2024 |
| Aig Fiancial Network/Agl Emp Dist | Pasadena | CA | 09/2016 | 05/2019 |
| Bank Of America, N.A. | Irvine | CA | 05/2019 | 08/2024 |
| T&M Trading Company | Yorba Linda | CA | 05/2015 | Present |
| Diamond Bar Chinese School | Diamond Bar | CA | 05/2017 | Present |
| J.P. Morgan Securities Llc | Irvine | CA | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 08/2024 | Present |
Entity Name: T&M Trading Company Investment related: No Address: Private Residence Nature of the other business: Marketing Position/Title/Relationship: Owner/Partner Start Date: 05/01/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: T&M Trading is my family own company, provide service of retail food products promotion. I am the family member. Entity Name: Diamond Bar Chinese School Investment related: No Address: 21400 Pathfinder Rd, Diamond Bar. CA 91765 Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 05/06/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It`s a non profitable organization, which teaches kids to speak Chinese on Saturday morning only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-26 |
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