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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-18 |
| TX | RA | APPROVED | 2024-10-18 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
4 Caufield Place Suite 101, Newtown, PA 18940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Yardley | PA | 05/2021 | 10/2024 |
| Tussey Mountain | Boalburg | PA | 12/2020 | 04/2021 |
| Old Navy | Fairless Hills | PA | 06/2020 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Yardley | PA | 06/2019 | 08/2019 |
| Fourpaws Doggie Daycare | Morrisville | PA | 06/2018 | 09/2018 |
| Saint Francis Cabrini Parish | Fairless Hills | PA | 08/2013 | 08/2017 |
| Penn State University | University Park | PA | 08/2017 | 05/2021 |
| Holy Ghost Prep Highschool | Bensalem | PA | 09/2012 | 09/2017 |
| Rockefeller Financial Llc | Newtown | PA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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