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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-10
  • CA RA
    APPROVED
    Since 2022-03-10

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Cam South San Francisco CA 01/2013 05/2019
Thrivent Investment Management Inc Los Angeles CA 06/2019 Present
Thrivent Financial Appleton WI 06/2019 01/2020
Thrivent Financial Appleton WI 01/2020 Present
  • 01/2013 → 05/2019
    Janus Cam
    South San Francisco, CA
  • 06/2019 → Present
    Los Angeles, CA
  • 06/2019 → 01/2020
    Thrivent Financial
    Appleton, WI
  • 01/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SEVENXTHREE LLC POSITION: manager NATURE: Sevenxthree just makes sure the property management duties are being fulfilled properly. There is a third party that manages the two properties and Sevenxthree checks in once and awhile to make sure everything is okay. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2024 ADDRESS: 6660 Maryland Dr, Los Angeles CA 90048, United States DESCRIPTION: Check in with the property manager once a week. Make sure bills are paid on time. LAU AND PARK LLC POSITION: Manager NATURE: Managing and hosting Airbnb rental. Lau and Park pays my LLC (sevenxthree) and then my LLC pays me. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 845 N Las Palmas Ave, Los Angeles CA 90038, United States DESCRIPTION: Overseeing operations. Essentially making sure the property manager is doing his job.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2019-10-26
  • S65 Uniform Investment Adviser Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2019-10-26

View on SEC IAPD

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