Nicholas Elie Safi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
• 08/2015 → 05/2019
  Saint John's University
  Collegeville, MN
• 11/2015 → 05/2018
  College Of Saint Benedict Grounds Dpt.
  St. Joseph, MN
• 05/2017 → 08/2017
  Bonfe's Plumbing, Heating And Air
  South Saint Paul, MN
• 08/2018 → 05/2019
  College Of Saint Benedict - Saint John's University
  St. Joseph, MN
• 06/2018 → 09/2018
  Remax
  Lilydale, MN
• 06/2019 → 09/2021
  Bank Of America, N.A.
  Bloomington, MN
• 09/2021 → 08/2023
  Jp Morgan Chase Bank, N.A.
  Minneapolis, MN
• 09/2021 → 08/2023
  Jp Morgan Securities Llc
  Minneapolis, MN
• 08/2023 → Present
  Affiliated Advisors
  Saint Louis Park, MN
• 08/2023 → Present
  Osaic Wealth, Inc.
  St Louis Park, MN

Previous Registrations

• 2021-10-21 → 2023-08-03
  J.P. Morgan Securities Llc
  Plymouth, MN
  Saint Louis Park, MN
  Minneapolis, MN
• 2019-09-18 → 2021-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  New York, NY
  Minneapolis, MN

Other Businesses

1. FINANCIALLY FLUENT ADVISORS POSITION: Financial Planning Associate NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/30/2023 ADDRESS: 5353 Wayzata Blvd, Ste 602, St Louis Park MN 55416, United States DESCRIPTION: Financial planning, relationship management 2. AFFILIATED ADVISORS POSITION: Director of Practice Management NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/27/2026 ADDRESS: 5353 Wayzata Blvd, STE 602, St. Louis Park MN 55416, United States DESCRIPTION: DBA Disclosure Only

Exams

• S66 Uniform Combined State Law Examination
  2019-09-16

Other Names

• Nicholas Safi