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Carina Elizabeth Diaz

Frost Investment Services

San Antonio, TX

Austin, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

5800 N Mopac, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Edwards University Austin TX 08/2014 05/2018
Target Dallas TX 05/2016 12/2016
St Edwards University Austin TX 08/2015 05/2018
Emler Swim School Austin TX 01/2018 04/2019
Frost Brokerage Services Austin TX 04/2019 Present
  • 08/2014 → 05/2018
    St. Edwards University
    Austin, TX
  • 05/2016 → 12/2016
    Target
    Dallas, TX
  • 08/2015 → 05/2018
    St Edwards University
    Austin, TX
  • 01/2018 → 04/2019
    Emler Swim School
    Austin, TX
  • 04/2019 → Present
    Frost Brokerage Services
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-13
  • S66 Uniform Combined State Law Examination
    2020-02-13

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
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