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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-09
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2026-04-09
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Silver Strand, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newbury Park/Canoga Park CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Newbury Park/Canoga Park CA 11/2016 Present
Previous Registrations
  • 2005-10-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Canoga Park, CA
    Westlake Village, CA
    Canoga Park, CA
    Encino, CA
    Moorpark, CA
    Reseda, CA
    Woodland Hills, CA
    Westlake Village, CA
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-10
  • S66 Uniform Combined State Law Examination
    2005-10-10
Other Names
  • Gracelyn M Dino

View on SEC IAPD

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