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Inactive

Steven James Tynan

St. Germain Investment Management

Springfield, MA

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Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-02
  • MA RA
    APPROVED
    Since 2025-01-02

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Springfield MA 01/2021 08/2024
Raymond James & Associates, Inc. Springfield MA 05/2019 01/2021
Unemployed Full Time Student Chicopee MA 10/2016 04/2019
Teagno Construction Amherst MA 09/2015 09/2016
Citizens Securities, Inc. Springfield MA 08/2024 12/2024
St. Germain Investment Management, Inc. Springfield MA 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-01
  • S66 Uniform Combined State Law Examination
    2021-06-01

View on SEC IAPD

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