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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Rogers, MN • United States

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 01/2021 08/2023
Minnesota Life Insurance Company Saint Paul MN 01/2021 08/2023
Cri Securities Saint Paul MN 01/2021 10/2021
North Star Resource Group Minneapolis MN 01/2021 Present
North Star Resource Group Minneapois MN 06/2020 09/2020
Jdc Spray And Drywall Elk River MN 06/2017 09/2019
Buffalo Wild Wings Madison WI 09/2018 05/2019
Maple Bluff Golf Club Madison WI 09/2020 12/2020
Badger Market Madison WI 09/2017 05/2020
Elk River High School Elk River MN 09/2013 06/2017
Central Avenue Liquors Minneapolis MN 08/2021 11/2021
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2021 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 01/2021 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 01/2021 → 10/2021
    Cri Securities
    Saint Paul, MN
  • 01/2021 → Present
    North Star Resource Group
    Minneapolis, MN
  • 06/2020 → 09/2020
    North Star Resource Group
    Minneapois, MN
  • 06/2017 → 09/2019
    Jdc Spray And Drywall
    Elk River, MN
  • 09/2018 → 05/2019
    Buffalo Wild Wings
    Madison, WI
  • 09/2020 → 12/2020
    Maple Bluff Golf Club
    Madison, WI
  • 09/2017 → 05/2020
    Badger Market
    Madison, WI
  • 09/2013 → 06/2017
    Elk River High School
    Elk River, MN
  • 08/2021 → 11/2021
    Central Avenue Liquors
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-04-23 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2021-04-23 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1) NORTH STAR FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/12/2021 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Fixed insurance sales. 2) NAME OF OTHER BUSINESS: ADVICELINK FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-04
  • S66 Uniform Combined State Law Examination
    2021-03-04
Designations
  • Certified Financial Planner
Other Names
  • Logan Gacke

View on SEC IAPD

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