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Brandon Douglas Engle

Ptma Investment Advisors

Naperville, IL

CRD 7122496

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Employer firm

Ptma Investment Advisors CRD 301973

$30.6B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-02-14
  • PA RA
    APPROVED
    Since 2022-02-14

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Securities, Llc Naperville IL 02/2021 Present
Rbc Public Funds Services Lancaster PA 05/2019 02/2021
United Way Of Lancaster County Lancaster PA 08/2014 05/2019
Dutch Wonderland Lancaster PA 06/2009 12/2018
  • 02/2021 → Present
    Pma Securities, Llc
    Naperville, IL
  • 05/2019 → 02/2021
    Rbc Public Funds Services
    Lancaster, PA
  • 08/2014 → 05/2019
    United Way Of Lancaster County
    Lancaster, PA
  • 06/2009 → 12/2018
    Dutch Wonderland
    Lancaster, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
  • S66 Uniform Combined State Law Examination
    2022-02-11

View on SEC IAPD

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