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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
Branch Locations
Cwm Retail, Sales 845 Central Park Ave, Scarsdale, NY 10583 • United States
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Scarsdale | NY | 03/2014 | Present |
Rental Property - Greenwood Lake, NY; Investment-related; Affiliation started 01/01/2015; Title/Duties: Owner/Landlord; No time is devoted to the rental each month during or outside of security trading hours.///// /Rockaway Home Care; Not Investment-related; Nature: Health Care for Seniors; Elmhurst, NY; Started: 12/10/2022; Title: Health Aid; Duties: Assisting my father with living activities.; 10 hours are devoted each month during securities trading hours; 40 hours are devoted each month outside of securities trading hours.///OA name: RECESS ROVERS, INC, Nature: Dog Walking (Investment-related: No, Location: Pearl River, NY, started 04/01/2026), Title: Partner, Duties: Book Keeping of the business, Hours: (0 during trading hours/month, 1-5 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-27 |
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