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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-12-23
  • MD RA
    APPROVED
    Since 2019-12-23

Branch Locations

7401 Wisconsin Ave Suite 100, Bethesda, MD 20814-3400 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bethesda MD 05/2019 Present
Charles Schwab Bank Ssb Bethesda MD 05/2019 Present
Carroll Community College Westminster MD 08/2015 05/2017
Mount Airy Inn Mount Airy MD 11/2014 01/2019
University Of Maryland College Park MD 08/2017 05/2019
  • 05/2019 → Present
    Bethesda, MD
  • 05/2019 → Present
    Charles Schwab Bank Ssb
    Bethesda, MD
  • 08/2015 → 05/2017
    Carroll Community College
    Westminster, MD
  • 11/2014 → 01/2019
    Mount Airy Inn
    Mount Airy, MD
  • 08/2017 → 05/2019
    University Of Maryland
    College Park, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
S63 Uniform Securities Agent State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-12-23
  • S63 Uniform Securities Agent State Law Examination
    2019-09-13
Designations

View on SEC IAPD

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