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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-16
TX RA APPROVED 2022-04-07
  • CT RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2022-04-07

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Weston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wellesley MA 05/2017 Present
Wisdomtree Investment Inc New York City NY 05/2021 09/2021
Lawrence Academy Groton MA 05/2015 05/2017
  • 05/2017 → Present
    Wellesley, MA
  • 05/2021 → 09/2021
    Wisdomtree Investment Inc
    New York City, NY
  • 05/2015 → 05/2017
    Lawrence Academy
    Groton, MA
Other Businesses

Outside Employment; Array Services LLC; I am being Paid through the LLC for the work done at Ameriprise.; Manage advisory business; 36 Washington St, Suite 140, Wellesley, MA, 02481; Investment-Related; 04/29/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-21
  • S66 Uniform Combined State Law Examination
    2022-02-21

View on SEC IAPD

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