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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-21 |
Branch Locations
4725 Piedmont Row Drive Suite 400, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Sterling Bank | Charlotte | NC | 10/2015 | 04/2017 |
| Ftb Advisors | Charlotte | NC | 04/2017 | Present |
| Lpl Financial Llc | Charlotte | NC | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading 2- 08/21/2025 - first horizon bank - Financial Institution Duty - SVP - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-28 |
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