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Rfg Advisory, LLC CRD 158401
$7.97B regulatory AUM 12 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-26 |
| NY | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-18 |
Branch Locations
Long Beach, NY • United States
1169 Pittsford-Victor Road, Suite 120, Pittsford, NY 14534 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Temple University | Philadelphia | PA | 06/2018 | 05/2019 |
| Axa Advisors, Llc | New York | NY | 06/2019 | 06/2020 |
| Fidelity Brokerage Services Llc | Boca Raton | FL | 06/2020 | 11/2021 |
| American Portfolios Financial Services, Inc. | Boca Raton | FL | 11/2021 | 08/2022 |
| American Portfolios Advisors, Inc. | Boca Raton | FL | 11/2021 | 08/2022 |
| Rfg Advisory, Llc Dba Sixpoint Financial Partners | New York | NY | 08/2022 | Present |
| Fidelity Personal And Workplace Advisors | Boca Rato | FL | 06/2020 | 11/2021 |
| Florida Atlantic University | Boca Raton | FL | 08/2015 | 05/2018 |
SIXPOINT FINANCIAL PARTNERS - INVESTMENT-RELATED - 1169 PITTSFORD-VICTOR ROAD, SUITE 120, PITTSFORD, NY 14534 - NATURE OF BUSINESS: INVESTMENT ADVISORY DBA; DEVOTES 160 HOURS/MONTH DURING SECURITIES TRADING HOURS. START DATE: 11/29/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-06 |
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