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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-13
  • NC RA
    APPROVED
    Since 2023-11-13

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis IL 08/2019 12/2022
Northwestern Mutual St. Louis IL 05/2019 08/2019
Home Depot Alton IL 02/2019 05/2019
Jb Vending East Alton IL 01/2016 01/2019
X-Factor Fitness Highland IL 01/2015 01/2018
Charles Schwab And Co., Inc. Charlotte NC 12/2022 Present
Charles Schwab Bank Ssb Charlotte NC 11/2023 Present
  • 08/2019 → 12/2022
    Td Ameritrade
    St. Louis, IL
  • 05/2019 → 08/2019
    Northwestern Mutual
    St. Louis, IL
  • 02/2019 → 05/2019
    Home Depot
    Alton, IL
  • 01/2016 → 01/2019
    Jb Vending
    East Alton, IL
  • 01/2015 → 01/2018
    X-Factor Fitness
    Highland, IL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Charlotte, NC
  • 11/2023 → Present
    Charles Schwab Bank Ssb
    Charlotte, NC
Previous Registrations
  • 2021-10-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    St Louis, MO
  • 2021-10-04 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
    St Louis, MO
    Omaha, NE
    St Louis, MO
    Charlotte, NC
    East Alton, IL
Other Businesses

Name: Body by Science, Role: Owner, Type: Other, Start Date: 01/20/2016, Investment Related?: No, Address: 211 Niagra Street, East Alton, IL 62024, Number of Hours/Mo: 2, Duties: Give fitness plans to clients who request them Name: USA Army National Guard, Role: First Privet, Type: Military Service, Start Date: 07/01/2019, Investment Related?: No, Address: 650 Armory Road, Shioh, IL 62269, Number of Hours/Mo: 16, Duties: Serving in the US Army one weekend a month, two weeks a year. Name: Owning single family homes for rental income, Role: Owner and operator, Type: Rental Property, Start Date: 01/01/2021, Investment Related?: No, Address: 211 Niagara Street, east alton, IL 62024, Number of Hours/Mo: 20, Duties: My responsibilities will be all business operations from buying the home, fixing it up and getting it rented. I will collect payments and do all the book keeping.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2020-02-14
Other Names
  • Jordan Robert Brown

View on SEC IAPD

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