Jamie Lloyd

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 11/2020
  Jpmorgan Chase Bank Na
  Salt Lake City, UT
• 10/2012 → 11/2020
  J.P. Morgan Securities Llc
  St George, UT
• 01/2018 → 11/2020
  Jpmorgan Chase Bank, N.A.
  Washington, UT
• 11/2020 → 05/2025
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 05/2025 → Present
  Lpl Financial
  St. George, UT

Previous Registrations

• 2020-11-19 → 2025-05-28
  Wells Fargo Clearing Services, Llc
  Saint George, UT
  Salt Lake City, UT
• 2012-10-01 → 2020-11-25
  J.P. Morgan Securities Llc
  St George, UT
  St George, UT
  St. George, UT
  Washington, UT
  Las Vegas, NV
  St. George, UT
  St George, UT
• 2009-03-18 → 2012-10-01
  Chase Investment Services Corp.
  Salt Lake City, UT
  St George, UT
  St George, UT
• 2009-01-21 → 2009-03-10
  U.S. Bancorp Investments, Inc.
  Hurricane, UT
  Saint George, UT
  Cedar City, UT
  Saint George, UT
  Saint George, UT

Other Businesses

1. 08/21/2025 - Red Rock Financial Planning - DBA for LPL Business (entity for LPL business) - Inv rel - At reported Business Location(s) - Start date: 08/20/2025 - 160hrs/mnth 8 hrs during Trading 2. 08/25/2025 - Red Rock Asset Management - DBA for LPL Business (entity for LPL business) - Inv rel - At reported Business Location(s) - Start date: 08/20/2025 - 160hrs/mnth 8 hrs during Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-20
• S63 Uniform Securities Agent State Law Examination
  2006-02-17

Other Names

• Jamie Lloyd
• Jamie Cannon Lloyd