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398 S Mill Ave Unit 205, Tempe, AZ 85281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Costa Vida | Tempe | AZ | 09/2017 | 01/2018 |
| Rove Pest Control | Boston | MA | 05/2018 | 07/2018 |
| Arizona State University | Tempe | AZ | 01/2019 | 03/2020 |
| Gradient Analytics | Phoenix | AZ | 05/2020 | 07/2020 |
| Domino's | Tempe | AZ | 01/2020 | 01/2020 |
| Mountain Pointe Highschool | Phoenix | AZ | 09/2014 | 06/2017 |
| Arizona State University | Tempe | AZ | 08/2017 | 05/2021 |
| Taco Bell | Tempe | AZ | 01/2018 | 06/2018 |
| Arizona State University | Tempe | AZ | 01/2019 | 05/2021 |
| Morgan Stanley | Gilbert | AZ | 02/2022 | 03/2023 |
| Osaic | Phoenix | AZ | 07/2023 | 12/2024 |
| Cool Wealth Management Llc | Phoenix | AZ | 08/2024 | Present |
| The Vanguard Group, Inc. | Scottsdale | AK | 06/2021 | 02/2022 |
| Self Employed | Tempe | AZ | 09/2020 | 06/2023 |
1) Grady Kay Cool is owner and an independent licensed insurance agent with Cool Wealth Management Insurance LLC. 2) Tax Filing; Is the business investment related: No; Location of the business: 398 S Mill Ave Unit 205 Tempe AZ 85281 USA; Position Title: CEO; Responsibilities Duties: Tax filing for my wealth management clients as a free additional service.; Start date with business: 2026-03-02; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-20 |
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