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Morgan Stanley

Gilbert, AZ

CRD 7121609

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
AZ RA APPROVED 2023-03-30
  • TX RA
    APPROVED
    Since 2023-04-05
  • AZ RA
    APPROVED
    Since 2023-03-30

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 06/2021 Present
Education At Work Tempe AZ 06/2020 02/2021
Arizona State University Tempe AZ 08/2017 05/2021
Cetera Investors Phoenix AZ 05/2019 08/2019
Jamba Juice Glendale AZ 05/2017 09/2017
Artizona Stone Llc Glendale AZ 05/2017 05/2019
Ironwood High School Glendale AZ 08/2013 05/2017
  • 06/2021 → Present
    Morgan Stanley
    Gilbert, AZ
  • 06/2020 → 02/2021
    Education At Work
    Tempe, AZ
  • 08/2017 → 05/2021
    Arizona State University
    Tempe, AZ
  • 05/2019 → 08/2019
    Cetera Investors
    Phoenix, AZ
  • 05/2017 → 09/2017
    Jamba Juice
    Glendale, AZ
  • 05/2017 → 05/2019
    Artizona Stone Llc
    Glendale, AZ
  • 08/2013 → 05/2017
    Ironwood High School
    Glendale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-11
  • S66 Uniform Combined State Law Examination
    2023-03-11

View on SEC IAPD

Nearby Firms

WATTS GWILLIAM & COMPANY, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam

Nearby Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ

More in Gilbert, AZ

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