Ethan Bondurant

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	02/2021	06/2023
Complete Auto Transport	Cave Creek	AZ	01/2020	03/2022
Tmc	Phoenix	AZ	01/2020	03/2020
Albertsons Companies, Inc.	Scottsdale	AZ	05/2015	09/2017
Cetera Financial Services	Phoenix	AZ	05/2019	07/2019
Arizona State University	Tempe	AZ	08/2018	12/2020
Student	Tempe	AZ	09/2017	05/2019
Charles Schwab Bank, Ssb	Westlake	TX	05/2022	06/2023
Tiaa	Lewisville	TX	10/2023	12/2023
Tiaa-Cref Individual & Institutional Services, Llc	Lewisville	TX	10/2023	12/2023
Unemployed	Dallas	AZ	06/2023	10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	01/2024	Present
Bank Of America, N.A	Dallas	TX	02/2024	Present

02/2021 → 06/2023

Charles Schwab & Co., Inc.

Westlake, TX
01/2020 → 03/2022

Complete Auto Transport

Cave Creek, AZ
01/2020 → 03/2020

Tmc

Phoenix, AZ
05/2015 → 09/2017

Albertsons Companies, Inc.

Scottsdale, AZ
05/2019 → 07/2019

Cetera Financial Services

Phoenix, AZ
08/2018 → 12/2020

Arizona State University

Tempe, AZ
09/2017 → 05/2019

Student

Tempe, AZ
05/2022 → 06/2023

Charles Schwab Bank, Ssb

Westlake, TX
10/2023 → 12/2023

Tiaa

Lewisville, TX
10/2023 → 12/2023

Tiaa-Cref Individual & Institutional Services, Llc

Lewisville, TX
06/2023 → 10/2023

Unemployed

Dallas, AZ
01/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
02/2024 → Present

Bank Of America, N.A

Dallas, TX

2023-11-07 → 2023-12-18

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
2021-11-16 → 2023-06-12

Charles Schwab & Co., Inc.

Westlake, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-15

Other Firms