Andrew Warren Clark

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2018 → 05/2020
  Fordham University
  New York, NY
• 05/2020 → 09/2020
  Unemployed
  New York, NY
• 01/2018 → 08/2018
  Unemployed
  New York, NY
• 01/2011 → 01/2018
  Axiom Markets Llc
  New York, NY
• 06/2019 → 08/2019
  Ubs
  New York, NY
• 11/2020 → Present
  Bank Of America N.A.
  New York, NY

Other Businesses

I*1048698 For profit or not for profit: Name of outside business organization: Street Corp Investment related: N Address of business: New York, New York, 10024 Nature of business: ["HOA, Co-op, Freehold"] Position, title, association: ["Treasurer"], Start date of relationship: 11/15/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The purpose of the entity is to oversee management of our residential building. I am seeking approval to be the treasurer.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-24

Other Names

• Andrew Clark