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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-10 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gustavus Adolphus College | St. Peter | MN | 09/2013 | 05/2017 |
| Self-Employed | Mankato | MN | 05/2017 | 01/2018 |
| Wells Fargo | Minneapolis | MN | 01/2018 | 04/2019 |
| Brighthouse Financial | Charlotte | NC | 04/2019 | 11/2022 |
| Brighthouse Securities, Llc | Charlotte | NC | 04/2019 | 11/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 12/2022 | 03/2025 |
| Tiaa | Charlotte | NC | 12/2022 | 03/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2025 | 07/2026 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2025 | 07/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2025 | 07/2026 |
| Tiaa | Charlotte | NC | 08/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-30 |
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