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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Tech Community College | Lawrenceburg | IN | 05/2018 | 04/2019 |
| Perfect North Slopes | Lawrenceburg | IN | 12/2018 | 03/2019 |
| Cengage | Mason | OH | 11/2016 | 05/2018 |
| Fidelity Brokerage Services, Llc. | Covington | KY | 05/2019 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-09 |
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