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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-23
  • FL RA
    APPROVED
    Since 2019-12-23

Branch Locations

Pembroke Pines, FL • United States

201 S. Biscayne Blvd., Miami, FL 33131 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase & Co New York NY 07/2015 01/2018
Jpmorgan Chase & Co New York NY 01/2018 08/2018
Citigroup New York NY 09/2018 11/2018
Citigroup Miami FL 11/2018 Present
  • 07/2015 → 01/2018
    Jpmorgan Chase & Co
    New York, NY
  • 01/2018 → 08/2018
    Jpmorgan Chase & Co
    New York, NY
  • 09/2018 → 11/2018
    Citigroup
    New York, NY
  • 11/2018 → Present
    Citigroup
    Miami, FL
Other Businesses

Emmy's Embroidery; Not Investment-related; Nature: Selling apparel goods; Pembroke Pines, FL; Started: 2/6/2023; Title: Partner / Owner; Duties: Advising on operations / marketing, helping with shipping, etc.; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours. /---/ La Taula Flor; Not Investment-related; Nature: Sale of floral arrangements / bouquets; Pembroke Pines, FL; Started: 2/6/2023; Title: Partner / Owner; Duties: Supporting operations / marketing, idea generation; No time is devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours. /---/eBay; Not Investment-Related; 10640 NW 22nd Street, Pembroke Pines FL 33026; Resale of goods; Title: Seller; Started: 10/24/23; Hours devoted to other business outside of securities trading hours per month: 6-10; Hours devoted to other business during securities trading hours per month: 0; Duties: Listing, packing, shipping goods, customer service/////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-12
  • S66 Uniform Combined State Law Examination
    2019-11-12
Other Names
  • Manny Borras

View on SEC IAPD

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