Thomas James Farrell

Employer firm

O'sHaughnessy Asset Management, LLC CRD 144594

$19.8B regulatory AUM 1,369 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  O'SHaughnessy Asset Management, Llc
  Stamford, CT
• 08/2013 → 05/2017
  University At Albany, State University Of New York
  Albany, NY
• 06/2017 → 04/2019
  Farrell Electric Incorporated
  Wynantskill, NY

Other Businesses

REGISTRANT IS A CONTRIBUTING RESEARCH ANALYST/BLOGGER/AUTHOR/CONTENT CREATOR/WRITER IN AN INDEPENDENT CONTRACTOR CAPACITY TO MESSARI.IO (RESEARCH, NEWS, METRICS AND LIVE DATA COMPANY FOR DIGITAL ASSETS); HOWEVER, REGISTRANT DOES NOT DEVOTE A MATERIAL AMOUNT OF TIME DURING SECURITIES TRADING HOURS. REGISTRANT SPENDS LESS THAN 5-10 HOURS A MONTH DEVOTED TO THIS OUTSIDE BUSINESS AND NONE DURING NORMAL SECURITIES TRADING HOURS (LESS THAN 5% OF HIS TOTAL WORK EFFORT VERSUS TIME SPENT WORKING FOR O'SHAUGHNESSY ASSETMANAGEMENT AS HIS MAIN METHOD OF EMPLOYMENT).

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-23