Sean H Claiborne

Current Employers

Employment History

• 04/1997 → Present
  Self-Employment (Vexint)
  Chicago, IL
• 10/2022 → Present
  Ups
  Chicago, IL
• 01/2025 → Present
  Lpl Financial Llc
  Crete, IL

Previous Registrations

• 2014-09-30 → 2025-01-23
  Wintrust Investments Llc
  Lansing, IL
  Chicago, IL
  Crown Point, IN
  Crete, IL
  Steger, IL
• 2010-12-22 → 2014-10-09
  Fifth Third Securities, Inc.
  Hammond, IN
  Hammond, IN
  Highland, IN
  Highland, IN
  Harvey, IL
  Chicago, IL
  Chicago, IL
  Olympia Fields, IL
  Chicago, IL
  Matteson, IL
  Olympia Fields, IL
  Chicago, IL
  Chicago, IL
  S. Chicago Heights, IL
  Matteson, IL
  Country Club Hills, IL
  Chicago, IL
  Lansing, IL
  Calumet Park, IL
• 2009-03-18 → 2010-12-22
  Chase Investment Services Corp.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Merrionette Park, IL
  Chicago, IL
  Hickory Hills, IL
  Oak Lawn, IL
  Chicago, IL
  Burbank, IL
  Hazel Crest, IL
  Chicago, IL

Other Businesses

1. 01/2025- Wintrust Investments LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/01/2014- 180 Hours Per Month- 170 Hours During Trading 2. 01/2025- Sean Claiborne- Rideshare- Not INV Related- At Illinois- Start date 01/05/2017- 5 Hours Per Month 3. 01/2025- Vexint Co.- INV Related- At Chicago, IL- Start date 04/04/2001- 15 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2009-03-16
• S63 Uniform Securities Agent State Law Examination
  2005-05-24