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Rose Gillespie

Ameriprise Financial Services, LLC

Charlotte, NC

Lake Elmo, MN

Punta Gorda, FL

Winston-Salem, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
FL RA APPROVED 2023-10-27
NC RA APPROVED 2023-09-07
MN RA APPROVED 2022-11-14
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • FL RA
    APPROVED
    Since 2023-10-27
  • NC RA
    APPROVED
    Since 2023-09-07
  • MN RA
    APPROVED
    Since 2022-11-14

Branch Locations

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

12435 55Th St N Ste A, Lake Elmo, MN 55042 • United States

209 Tabor St, Punta Gorda, FL 33950 • United States

Winston-Salem, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Minneapolis MN 05/2021 10/2022
Mass Mutual Life Insurance Company Minneapolis MN 06/2021 10/2022
John Deere Financial Johnston IA 02/2021 06/2021
M & E Catalyst Group Minneapolis MN 06/2021 10/2022
Ameriprise Financial Services, Inc Johnston IA 05/2019 12/2019
Mains'l Services, Inc. Brooklyn Park MN 01/2017 10/2022
Veridian Fiscal Solutions Waterloo IA 08/2018 07/2020
Drake University Des Moines IA 10/2017 12/2017
Time Ministries Des Moines IA 06/2017 08/2017
Palmer Group Johnston IA 08/2020 02/2021
Adena Llc Lakeland MN 05/2016 01/2017
Shipt Des Moines IA 02/2020 10/2022
Drake University Des Moines IA 08/2016 05/2020
Ameriprise Financial Services, Llc Lake Elmo MN 10/2022 Present
  • 05/2021 → 10/2022
    Mml Investors Services, Llc
    Minneapolis, MN
  • 06/2021 → 10/2022
    Mass Mutual Life Insurance Company
    Minneapolis, MN
  • 02/2021 → 06/2021
    John Deere Financial
    Johnston, IA
  • 06/2021 → 10/2022
    M & E Catalyst Group
    Minneapolis, MN
  • 05/2019 → 12/2019
    Ameriprise Financial Services, Inc
    Johnston, IA
  • 01/2017 → 10/2022
    Mains'l Services, Inc.
    Brooklyn Park, MN
  • 08/2018 → 07/2020
    Veridian Fiscal Solutions
    Waterloo, IA
  • 10/2017 → 12/2017
    Drake University
    Des Moines, IA
  • 06/2017 → 08/2017
    Time Ministries
    Des Moines, IA
  • 08/2020 → 02/2021
    Palmer Group
    Johnston, IA
  • 05/2016 → 01/2017
    Adena Llc
    Lakeland, MN
  • 02/2020 → 10/2022
    Shipt
    Des Moines, IA
  • 08/2016 → 05/2020
    Drake University
    Des Moines, IA
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    Lake Elmo, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2021-12-03
Other Names
  • Rose Margaret Kaetterhenry
  • Rose Gillespie

View on SEC IAPD

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