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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
NY RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • NY RA
    APPROVED
    Since 2021-02-17

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 10/2020 Present
Jungle Bob's Enterprises Inc Selden NY 09/2017 08/2020
Presto Pizza Corp East Islip NY 03/2020 Present
The College Of Saint Rose Albany NY 08/2015 05/2020
Cetera Investment Advisers Llc Westbury NY 02/2021 Present
  • 10/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2017 → 08/2020
    Jungle Bob's Enterprises Inc
    Selden, NY
  • 03/2020 → Present
    Presto Pizza Corp
    East Islip, NY
  • 08/2015 → 05/2020
    The College Of Saint Rose
    Albany, NY
  • 02/2021 → Present
    Westbury, NY
Other Businesses

1. PRESTO PIZZA CORP, FOOD SERVER, PREPERATION WORK, 8 HRS/WK. 2. WEALTH MANAGER FOR GOLD COAST FINANCIAL PLANNING; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-16
  • S66 Uniform Combined State Law Examination
    2021-02-16

View on SEC IAPD

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