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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-03-22
  • NJ RA
    APPROVED
    Since 2021-03-22

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

700 West Ave. Ste 200, Ocean City, NJ 08226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Bala Cynwyd PA 03/2019 02/2021
Mml Investors Services Bala Cynwyd PA 07/2019 02/2021
Sturdy Savings Bank Cape May Court House NJ 11/2018 01/2019
Unemployed Estell Manor NJ 01/2019 03/2019
Transamerica Agency Network Egg Harbor Township NJ 04/2018 11/2018
Ocean City Home Bank Ocean City NJ 07/1998 12/2016
Unemployed Estell Manor NJ 06/2017 04/2018
Oceanfirst Bank Toms River NJ 12/2016 06/2017
Lpl Financial, Llc Ocean City NJ 02/2021 Present
Private Advisor Group, Llc Morristown NJ 02/2021 Present
  • 03/2019 → 02/2021
    Massmutual
    Bala Cynwyd, PA
  • 07/2019 → 02/2021
    Mml Investors Services
    Bala Cynwyd, PA
  • 11/2018 → 01/2019
    Sturdy Savings Bank
    Cape May Court House, NJ
  • 01/2019 → 03/2019
    Unemployed
    Estell Manor, NJ
  • 04/2018 → 11/2018
    Transamerica Agency Network
    Egg Harbor Township, NJ
  • 07/1998 → 12/2016
    Ocean City Home Bank
    Ocean City, NJ
  • 06/2017 → 04/2018
    Unemployed
    Estell Manor, NJ
  • 12/2016 → 06/2017
    Oceanfirst Bank
    Toms River, NJ
  • 02/2021 → Present
    Lpl Financial, Llc
    Ocean City, NJ
  • 02/2021 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 02/22/2021 - Lincoln Financial and Mass Mutual - Investment Related - 150 N. Radnor-Chester Road, Radnor, PA 19087 and 1295 State Street, Springfield, MA 01111-0001 - Non-Variable Insurance - Start Date: 02/15/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Time Spent 10%. 2. 12/27/2021 - Ocean City Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/06/2019 - 180 Hours Per Month/140 Hours During Securities Trading. 3. 01/03/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/23/2021 - 10 Hours Per Month/10 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/29/2022 - Private Advisor Group - DBA: Ocean City Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - registered admin - Start Date - 02/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/29/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - registered admin - Start Date - 02/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-06
  • S66 Uniform Combined State Law Examination
    2019-07-06
Other Names
  • Christopher Kent
  • Christopher Scott Kent

View on SEC IAPD

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