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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-03-22 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
700 West Ave. Ste 200, Ocean City, NJ 08226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Bala Cynwyd | PA | 03/2019 | 02/2021 |
| Mml Investors Services | Bala Cynwyd | PA | 07/2019 | 02/2021 |
| Sturdy Savings Bank | Cape May Court House | NJ | 11/2018 | 01/2019 |
| Unemployed | Estell Manor | NJ | 01/2019 | 03/2019 |
| Transamerica Agency Network | Egg Harbor Township | NJ | 04/2018 | 11/2018 |
| Ocean City Home Bank | Ocean City | NJ | 07/1998 | 12/2016 |
| Unemployed | Estell Manor | NJ | 06/2017 | 04/2018 |
| Oceanfirst Bank | Toms River | NJ | 12/2016 | 06/2017 |
| Lpl Financial, Llc | Ocean City | NJ | 02/2021 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 02/2021 | Present |
1. 02/22/2021 - Lincoln Financial and Mass Mutual - Investment Related - 150 N. Radnor-Chester Road, Radnor, PA 19087 and 1295 State Street, Springfield, MA 01111-0001 - Non-Variable Insurance - Start Date: 02/15/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Time Spent 10%. 2. 12/27/2021 - Ocean City Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/06/2019 - 180 Hours Per Month/140 Hours During Securities Trading. 3. 01/03/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/23/2021 - 10 Hours Per Month/10 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/29/2022 - Private Advisor Group - DBA: Ocean City Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - registered admin - Start Date - 02/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/29/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - registered admin - Start Date - 02/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-06 |
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