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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-05 |
| NC | RA | APPROVED | 2026-04-21 |
Branch Locations
2522 S.CRoatan Hwy, Suite 1A, Nags Head, NC 27959 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2019 | 04/2026 |
| Roanoke Island Inn | Manteo | NC | 11/2017 | 06/2019 |
| Sand Cherry Associates | Charlotte | NC | 02/2018 | 08/2018 |
| Time Warner Cable | Herndon | VA | 01/2016 | 10/2017 |
| Lpl Financial | Nags Head | NC | 04/2026 | Present |
1. 04/2026 - Soundview Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/21/2026 2. 04/2026 - Waste Management - Other - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Houston, TX, 77253 - OBA Start Date: 12/28/2012 3. 04/2026 - Dare Education Foundation - Non-Profit Board Member - Not Inv Related - 10 Hour(s)/Month - 4 Hour(s) During Trading - Nags Head, NC, 27959 - OBA Start Date: 01/06/2025 4. 04/2026 - RII Real Estate - Business Owner - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Manteo, NC, 27954 - OBA Start Date: 11/30/2017 5. 04/2026 - Roanoke Island Inn - Business Owner - Inv Related - 20 Hour(s)/Month - 8 Hour(s) During Trading - Manteo, NC, 27954 - OBA Start Date: 11/30/2017 6. 07/02/2026 - Manteo Middle School - Coach/ Sports/ Fitness - Not Investment Related - Manteo, NC - Start Date 11/01/2026 - 50 hours per month/ 16 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-04 |
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