Christopher James Farrell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 07/2025
  Cadaretgrant
  East Syracuse, NY
• 11/2003 → Present
  Integrated Planning Services
  East Syracuse, NY
• 07/2025 → Present
  Lpl Financial Llc
  East Syracuse, NY

Previous Registrations

• 2019-09-09 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  East Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025-Integrated Planning Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/03/2003- 160 Hours Per Month- 160 Hours During Trading 2. 07/10/2025- Integrated Planning Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/03/2003- 3 Hours Per Month- 3 Hours During Trading 3. 07/10/2025- Christopher & Lori Farrell- INV Related- Home Based- Start date 10/15/2021- 1 Hour Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-03
• S63 Uniform Securities Agent State Law Examination
  1998-11-24