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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED | 2026-05-18 |
Branch Locations
1 Portland Square Ste 6A, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Portland | ME | 05/2026 | Present |
| Edward Jones | St Louis | MO | 06/2019 | 06/2020 |
| The Calverton School | Huntingtown | MD | 08/2014 | 08/2018 |
| Unemployed | Montgomery Village | MD | 09/2018 | 05/2019 |
| Fidelity Investments | Portland | ME | 07/2020 | 03/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 05/2026 |
OBA-15743|OrgNmn:Professional Musician|Org Addr:Kennebunk,Maine,US|OBA Nature:I play music on the weekends f|Invst Rel:N|Title:Professional Musician|Duties:Playing music to the venues customers|StrtDt:07-15-20|TotHrs/mon:12|TrdHrs/mon:0|OBA-123508|OrgNmn:Kennebunk Lacrosse Club Board|Org Addr:Kennebunk,Maine,US|OBA Nature:Boys and Girls Lacrosse organi|Invst Rel:N|Title:Officer|Duties:Boys Program Coordinator: Scheduling games for boys and helping recruit new players|StrtDt:09-11-25|TotHrs/mon:10|TrdHrs/mon:0| BRYAN FRATES MUSIC ; NOT INV RELATED;ARUNDEL,ME; PLAY MUSIC; PROFESSIONAL MUSICIAN; START DATE: 01/11/2005; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-03 |
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