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Alejandro Seferino Richardson

Wells Fargo Clearing Services, LLC

Winter Park, FL

Oviedo, FL

Orlando, FL

Orlando, FL

Orlando, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-29
  • FL RA
    APPROVED
    Since 2025-04-29

Branch Locations

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

1825 E Broadway St, Oviedo, FL 32765 • United States

8120 Lake Underhill Rd, Orlando, FL 32825 • United States

2400 S Chickasaw Trail, Orlando, FL 32825 • United States

4549 Hoffner Ave, Orlando, FL 32812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2020 04/2025
Liberty Travel Montvale NJ 10/2019 03/2020
Mr. Richardson Investments Llc Kearny NJ 03/2013 09/2019
Threads For Heads Clifton NJ 05/2011 06/2017
Bank Of America, N.A. Jacksonville FL 04/2020 04/2025
Wells Fargo Clearing Services, Llc Winter Park FL 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-18
S63 Uniform Securities Agent State Law Examination 2020-11-13
  • S65 Uniform Investment Adviser Law Examination
    2021-01-18
  • S63 Uniform Securities Agent State Law Examination
    2020-11-13
Other Names
  • Alejandro Richardson
  • Alejandro Seferino Richardson

View on SEC IAPD

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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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