Samuel Dennis Statham

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 07/2020
  Lowe's Home Improvement
  Glenmont, NY
• 05/2017 → 01/2019
  Christopher Jones Llc
  Greenville, NY
• 09/2013 → 05/2017
  Unemployed
  Greenville, NY
• 08/2016 → 05/2020
  College Of Saint Rose
  Albany, NY
• 01/2019 → 06/2019
  College Of Saint Rose
  Albany, NY
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Latham, NY

Previous Registrations

• 2021-04-12 → 2022-02-15
  Cetera Investment Advisers Llc
  Latham, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-11-17
• S63 Uniform Securities Agent State Law Examination
  2020-10-26

Other Names

• Samuel Dennis Statham
• Samuel D Statham