Best Investors Account Sign in

Emma West Gleason

LPl Enterprise, LLC

Delmar, NY

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-05
  • NY RA
    APPROVED
    Since 2025-08-05

Branch Locations

2 Howard Place Suite 1, Delmar, NY 12054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc Cohoes NY 07/2021 08/2025
Cap Com Fcu Latham NY 05/2018 07/2021
Suny Oneonta Oneonta NY 09/2018 05/2020
Glen Eddy Niskayuna NY 10/2015 10/2017
Suny Oneonta Oneonta NY 08/2017 12/2020
Foresters Financial Services Inc Latham NY 05/2019 06/2019
Cetera Investment Services Llc Latham NY 07/2019 08/2019
Mercer Allied Company Lp Cohoes NY 11/2024 08/2025
Goldman Sachs Ayco Personal Management Cohoes NY 07/2021 02/2023
Lpl Enterprise Llc Delmar NY 08/2025 Present
  • 07/2021 → 08/2025
    Goldman Sachs & Co. Llc
    Cohoes, NY
  • 05/2018 → 07/2021
    Cap Com Fcu
    Latham, NY
  • 09/2018 → 05/2020
    Suny Oneonta
    Oneonta, NY
  • 10/2015 → 10/2017
    Glen Eddy
    Niskayuna, NY
  • 08/2017 → 12/2020
    Suny Oneonta
    Oneonta, NY
  • 05/2019 → 06/2019
    Foresters Financial Services Inc
    Latham, NY
  • 07/2019 → 08/2019
    Cetera Investment Services Llc
    Latham, NY
  • 11/2024 → 08/2025
    Mercer Allied Company Lp
    Cohoes, NY
  • 07/2021 → 02/2023
    Goldman Sachs Ayco Personal Management
    Cohoes, NY
  • 08/2025 → Present
    Delmar, NY
Previous Registrations
Other Businesses

1. 07/31/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Niskayuna, NY - Start Date 07/30/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 07/31/2025 - EMMA WEST GLEASON - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Niskayuna, NY - Start Date 07/30/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. Anchor Point Financial Advisors-Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/06/2026-160hrs/mth-8hrs/mth during trading 4. 02/05/2026-Hartmann Financial Group-Registered Tax Preparer and Bookkeeper-Tax Prep/Accounting/CPA-Not inv related-At Delmar, NY-Start date 02/04/2026-10hrs/mth-10hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-23
S63 Uniform Securities Agent State Law Examination 2025-03-13
  • S66 Uniform Combined State Law Examination
    2025-07-23
  • S63 Uniform Securities Agent State Law Examination
    2025-03-13
Other Names
  • Emma Gleason

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Delmar, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor