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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. Llc | Cohoes | NY | 07/2021 | 08/2025 |
| Cap Com Fcu | Latham | NY | 05/2018 | 07/2021 |
| Suny Oneonta | Oneonta | NY | 09/2018 | 05/2020 |
| Glen Eddy | Niskayuna | NY | 10/2015 | 10/2017 |
| Suny Oneonta | Oneonta | NY | 08/2017 | 12/2020 |
| Foresters Financial Services Inc | Latham | NY | 05/2019 | 06/2019 |
| Cetera Investment Services Llc | Latham | NY | 07/2019 | 08/2019 |
| Mercer Allied Company Lp | Cohoes | NY | 11/2024 | 08/2025 |
| Goldman Sachs Ayco Personal Management | Cohoes | NY | 07/2021 | 02/2023 |
| Lpl Enterprise Llc | Delmar | NY | 08/2025 | Present |
1. 07/31/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Niskayuna, NY - Start Date 07/30/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 07/31/2025 - EMMA WEST GLEASON - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Niskayuna, NY - Start Date 07/30/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. Anchor Point Financial Advisors-Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/06/2026-160hrs/mth-8hrs/mth during trading 4. 02/05/2026-Hartmann Financial Group-Registered Tax Preparer and Bookkeeper-Tax Prep/Accounting/CPA-Not inv related-At Delmar, NY-Start date 02/04/2026-10hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-13 |
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