Nancy Emilie Fuentes

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-28
CA	RA	APPROVED	2022-02-17

TX RA
APPROVED

Since 2022-02-28
CA RA
APPROVED

Since 2022-02-17

Branch Locations

3401 Dale Rd, Modesto, CA 95356 • United States

2617 Mitchell Rd, Ceres, CA 95307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ceres	CA	05/2019	Present
Bank Of America, N.A.	Ceres	CA	05/2019	Present
Goodwill Industries	Turlock	CA	06/2015	11/2017
Target	Manteca	CA	09/2018	05/2019
Merry Maids	Modesto	CA	05/2018	05/2018
Unemployed	Turlock	CA	11/2017	04/2018
Csu Stanislaus	Turlock	CA	08/2015	08/2017
Unemployed	Ceres	CA	05/2018	09/2018

05/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ceres, CA
05/2019 → Present

Bank Of America, N.A.

Ceres, CA
06/2015 → 11/2017

Goodwill Industries

Turlock, CA
09/2018 → 05/2019

Target

Manteca, CA
05/2018 → 05/2018

Merry Maids

Modesto, CA
11/2017 → 04/2018

Unemployed

Turlock, CA
08/2015 → 08/2017

Csu Stanislaus

Turlock, CA
05/2018 → 09/2018

Unemployed

Ceres, CA

Other Businesses

I*: 2190300Entity Type: Rental Property Name of OBA: Rental Property 1Address: Stockton, CA 95203Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 02/01/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Sole owner of rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-23

S66 Uniform Combined State Law Examination

2021-02-23

Other Names

Nancy Fuentes
Nancy Emilie Fuentes

View on SEC IAPD