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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-08

Branch Locations

Frisco, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mansfield TX 05/2019 05/2022
Bank Of America, N.A. Mansfield TX 05/2019 05/2022
Mufg Union Bank Arlington TX 03/2019 05/2019
Comerica Bank Dallas TX 03/2017 03/2019
Unemployed Arlington TX 12/2016 03/2017
Envoy Air Irving TX 09/2016 12/2016
Unemployed Arlington TX 06/2016 09/2016
Tarrant County College Arlington TX 08/2013 05/2019
Citigroup Global Markets Inc. Irving TX 05/2022 04/2023
Citizens Securities, Inc. Irving TX 08/2023 03/2024
Pnc Wealth Management Llc Irving TX 03/2024 03/2026
Tiaa Frisco TX 04/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 04/2026 Present
Unemployed Oak Point TX 04/2023 08/2023
Previous Registrations
Other Businesses

YASHAL NETWORKING INC POSITION: DJ NATURE: Wedding events business. They provide decoration and dj services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2026 ADDRESS: 13438 Orb Dr, Frisco TX 75035, United States DESCRIPTION: I will be performing DJ services on the weekend

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
  • S66 Uniform Combined State Law Examination
    2020-09-04
Other Names
  • Moe Arien
  • Mohammad Arien
  • Mohammad Sheroz Arien

View on SEC IAPD

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