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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-03-10 |
Branch Locations
7085 Mechanicsville Tpke, Mechanicsville, VA 23111 • United States
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MD | 05/2019 | 09/2021 |
| Bank Of America N.A. | Columbia | MD | 05/2019 | 09/2021 |
| Suntrust Mortgage Inc. | Glen Allen | VA | 05/2017 | 05/2019 |
| Imperial Alliance Media | Richmond | VA | 02/2016 | 09/2016 |
| Ameriprise Financial Services Llc | Manitowoc | WI | 10/2021 | 01/2023 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 05/2023 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 07/2023 | 10/2025 |
| Temp Agency Aerotek | Glen Allen | VA | 09/2016 | 05/2017 |
| Unemployed | Manitowoc | WI | 01/2023 | 05/2023 |
| Bank Of America, N.A. | Richmond | VA | 09/2023 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Chesterfield | VA | 03/2026 | Present |
| Wells Fargo Bank, Na | Chesterfield | VA | 02/2026 | Present |
| Capital Center Llc | Glen Allen | VA | 12/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-09 |
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