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Thomas Ginn

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
FL RA APPROVED 2021-10-20
  • TX RA
    APPROVED
    Since 2023-07-26
  • FL RA
    APPROVED
    Since 2021-10-20

Branch Locations

3109 W Martin L King Jr Blvd. Ste. 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 05/2019 09/2021
Bank Of America, N.A. Tampa FL 05/2019 09/2021
Insight Global, Llc Tampa FL 01/2018 04/2019
Florida State University Tallahassee FL 01/2013 12/2017
Fisher Investments Tampa FL 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-04
  • S66 Uniform Combined State Law Examination
    2020-09-04

View on SEC IAPD

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