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Kelly Howard Cutler

Wells Fargo Clearing Services, LLC

Mooresville, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-09-06
  • NC RA
    APPROVED
    Since 2006-09-06

Branch Locations

475 River Hwy, Mooresville, NC 28117 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Garner NC 02/2007 Present
Wells Fargo Advisors Llc Mooresville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mooresville NC 11/2016 Present
  • 02/2007 → Present
    Wachovia Bank, N.A.
    Garner, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mooresville, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mooresville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-31
S63 Uniform Securities Agent State Law Examination 2005-07-05
  • S65 Uniform Investment Adviser Law Examination
    2006-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-07-05
Other Names
  • Kelly Ann Howard
  • Kelly Cutler

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Other Investors

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JOSHUA EVAN MCNEIL
ROBERT M PALMER
Angelique R Harris
Roy Enoch Boone
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RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC

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