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Hui-Ting Chang

Morgan Stanley

San Jose, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-10
TX RA APPROVED 2022-05-09
  • CA RA
    APPROVED
    Since 2022-05-10
  • TX RA
    APPROVED
    Since 2022-05-09

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Mateo CA 05/2019 05/2020
Charles Schwab Bank San Mateo CA 05/2019 05/2020
Chen & Fan Accountancy San Jose CA 04/2018 05/2019
Homemaking San Jose CA 04/2015 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 05/2020 05/2022
Bank Of America, N.A. San Jose CA 07/2020 05/2022
Morgan Stanley Smith Barney Llc San Jose CA 05/2022 Present
Morgan Stanley Private Bank, N.A New York NY 05/2022 Present
  • 05/2019 → 05/2020
    Charles Schwab & Co., Inc.
    San Mateo, CA
  • 05/2019 → 05/2020
    Charles Schwab Bank
    San Mateo, CA
  • 04/2018 → 05/2019
    Chen & Fan Accountancy
    San Jose, CA
  • 04/2015 → 04/2018
    Homemaking
    San Jose, CA
  • 05/2020 → 05/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 07/2020 → 05/2022
    Bank Of America, N.A.
    San Jose, CA
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    San Jose, CA
  • 05/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-19
  • S66 Uniform Combined State Law Examination
    2019-08-19
Other Names
  • Sofya Chang

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

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Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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