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Stephen N Cox

Wells Fargo Clearing Services, LLC

Wichita Falls, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-27
  • TX RA
    APPROVED
    Since 2023-01-27

Branch Locations

2901 Garnett Ave Ste A-1, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wichita Falls TX 06/2019 11/2022
Union Square Credit Union Wichita Falls TX 01/2013 06/2019
Wells Fargo Clearing Services, Llc Wichita Falls TX 11/2022 Present
  • 06/2019 → 11/2022
    Morgan Stanley
    Wichita Falls, TX
  • 01/2013 → 06/2019
    Union Square Credit Union
    Wichita Falls, TX
  • 11/2022 → Present
    Wells Fargo Clearing Services, Llc
    Wichita Falls, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-27
  • S66 Uniform Combined State Law Examination
    2023-01-27
Other Names
  • Stephen Neil Cox

View on SEC IAPD

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Other Offices

SENTRY MANAGEMENT INC · WICHITA FALLS, TX
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MERCANTILE INVESTMENT ADVISORS · Wichita Falls, TX
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AMERIPRISE FINANCIAL SERVICES, LLC · WICHITA FALLS, TX
CETERA INVESTMENT ADVISERS LLC · WICHITA FALLS, TX
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