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Annika Carolyn Bovair Jaques

Neuberger Berman Bd LLC

Stamford, CT

New York, NY

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-30
  • NY RA
    APPROVED
    Since 2021-11-30

Branch Locations

Stamford, CT • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Westport CT 08/2019 10/2021
Matthew Wunder Westport CT 07/2019 10/2021
Daversa Partners Westport CT 09/2018 05/2019
Bartolo Ridgefield CT 06/2017 08/2017
Connecticut College New London CT 09/2015 04/2019
National Life Group Montpelier VT 06/2018 08/2018
Dr George Amatuzzi Ridgefield CT 07/2017 08/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2020 10/2021
Neuberger Berman New York NY 10/2021 Present
  • 08/2019 → 10/2021
    Northwestern Mutual Investment Services Llc
    Westport, CT
  • 07/2019 → 10/2021
    Matthew Wunder
    Westport, CT
  • 09/2018 → 05/2019
    Daversa Partners
    Westport, CT
  • 06/2017 → 08/2017
    Bartolo
    Ridgefield, CT
  • 09/2015 → 04/2019
    Connecticut College
    New London, CT
  • 06/2018 → 08/2018
    National Life Group
    Montpelier, VT
  • 07/2017 → 08/2017
    Dr George Amatuzzi
    Ridgefield, CT
  • 01/2020 → 10/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2021 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-29
S63 Uniform Securities Agent State Law Examination 2019-11-09
  • S65 Uniform Investment Adviser Law Examination
    2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    2019-11-09
Other Names
  • Annika C Bovair Jaques

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

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