Timothy Jay Bayee

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  First Trust Portfolios L.P.
  Wheaton, IL

Previous Registrations

• 2012-07-30 → 2012-10-02
  Td Ameritrade, Inc.
  Schaumburg, IL
• 2012-07-30 → 2012-10-02
  Td Ameritrade Investment Management, Llc
  Schaumburg, IL
• 2011-11-17 → 2012-07-12
  Northwestern Mutual Investment Services, Llc
  Oak Brook, IL
• 2007-10-29 → 2008-12-24
  Van Kampen Advisors Inc
  Houston, TX

Other Businesses

OTHER BUSINESS NAME: CITY OF WHEATON-POLICE PENSION BOARD. LOCATION: WHEATON, IL. NATURE OF BUSINESS: ADMINISTRATION OF THE POLICE PENSION FUND. POSITION OR TITLE: UNPAID VOLUNTEER POSITION. RESPONSIBILITIES: QUARTERLY MEETING WITH CITY INVESTMENT ADVISOR TO DISCUSS THEIR INVESTMENT RECOMENDATIONS IN ADDITION TO PERIODIC DISABILITY HEARINGS. INVESTMENT RELATED: NO. HOURS PER MONTH: 2 HOURS PER QUARTER/NONE DURING MARKET HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-27
• S63 Uniform Securities Agent State Law Examination
  1999-01-25