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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-11-03 |
Branch Locations
500 108Th Ave Ne Ste 1700, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Forum, Inc. | Spokane | WA | 05/2020 | 01/2023 |
| Financial Forum, Inc. | Spokane | WA | 05/2019 | 09/2019 |
| Digital Observer Inc. | Bristol Bay | AK | 06/2017 | 08/2017 |
| Phillip Yin For Lt. Governor Campaign | Olympia | WA | 04/2016 | 09/2016 |
| Gonzaga University | Spokane | WA | 09/2016 | 06/2020 |
| Lion Street Advisors | Bellevue | WA | 01/2023 | Present |
| Lion Street Financial | Bellevue | WA | 01/2023 | Present |
| Integrity Alliance, Llc. | Bellevue | WA | 11/2025 | Present |
| Integrity Alliance, Llc. | Bellevue | WA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-20 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-12 |
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