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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-06-06 |
Branch Locations
17117 Burt Street Suite 300, Omaha, NE 68118 • United States
600 Grant Street Ste 304, Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services | Omaha | NE | 05/2019 | Present |
| Mutual Of Omaha Insurance Company | Omaha | NE | 05/2019 | Present |
| Jet Splash Car Wash | Lincoln | NE | 05/2018 | 05/2019 |
| University Of Nebraska-Lincoln | Lincoln | NE | 11/2017 | 05/2018 |
| Hudl | Lincoln | NE | 05/2017 | 11/2017 |
| University Of Nebraska-Lincoln | Lincoln | NE | 09/2016 | 05/2017 |
| Pinnacle Bank | Lincoln | NE | 09/2015 | 09/2016 |
Insurance Agent - Start Date: 05/2019 - Non-investment Related - Insurance lines of business: Life & Health, and Annuities - Hours/per week during trading hours: 30 Prince Griffin and Associates; Partner; Start Date: 04/2025; DBA/Marketing name for insurance and investments. DBA Name: Prince Griffin Financial Group; Start Date 06/26/2025. Partner with Mark Prince. DBA Name: Griffin Financial Planning, LLC; Start Date: 04/2025. Board Member; Religious Formation Advisory Board; St. Stephen the Martyr Catholic Church in Omaha, NE; Start Date: 08/2023; Compensation: Unpaid, volunteer position. Reseller of sports cards/memorabilia on eBay, social media, and local sports cards shows. Start date: 04/2025. DBA of @calens_cards, the business is not investment related, address is 2542 S 152nd Avenue Cir, Omaha, NE 68144, title/position is owner/operator, approximately 20 hours a month spent, approximately 2 hours per week spent during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-04 |
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