Mitchel Scott Sherman

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 07/2021
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 08/2016 → 02/2019
  Interwest Insurance Services
  Petaluma, CA
• 08/2016 → 02/2019
  Commercial Insurance
  Sacramento, CA
• 08/2013 → 12/2016
  Sonoma State University
  Rohnert Park, CA
• 07/2019 → 07/2021
  Goldman Sachs Personal Financial Management
  Newport Beach, CA
• 07/2021 → Present
  Martin, Wardin & Eissner Financial Group
  Pleasanton, CA
• 07/2021 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

Tax Preparation, Martin, Wardin & Eissner Financial Group; as of 07/19/2021; 15% of time spent during business hours; conducted at branch; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2022-06-25

Designations

• Certified Financial Planner

Other Names

• Mitchel Scott Sherman
• Mitchel Sherman