Joshua James Mcmillan

Current Employers

Employment History

• 10/2014 → 07/2019
  T-Mobile
  Houston, TX
• 05/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 05/2019 → 01/2023
  Equitable Advisors, Llc
  New York, NY
• 01/2023 → Present
  Lpl Financial
  Houston, TX
• 01/2023 → Present
  Symphony Financial, Ltd. Co.
  Houston, TX

Previous Registrations

• 2020-01-17 → 2023-01-20
  Equitable Advisors, Llc
  Houston, TX

Other Businesses

1- 01/2023 / Non-Variable Insurance / INVESTMENT RELATED / HARTFORD, CT 2- 01/2023 / Apex Wealth & Risk Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / HOUSTON, TX 3-01/20/2023 - Symphony Financial Limited Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 1/3/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Symphony Financial Limited Co., an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4-01/20/2023 - Symphony Limited Financial Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - State Date - 01/03/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5- 03/04/2025- Antonio Carrillo Insurance Agency INC-Property and Casualty- INV Related- At Reported Business Location(s)- Start date 04/01/2025- 10 Hours Per Month- 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-10-30