Richard Edward Talbot

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2020
  Lpl Financial
  Houston, TX
• 03/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2020 → Present
  Cetera Investment Advisers Llc
  Houston, TX

Previous Registrations

• 2005-11-28 → 2006-03-28
  Chase Investment Services Corp.
  Houston, TX
• 2005-08-03 → 2005-10-21
  Ameriprise Financial Services, Llc
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-05-30
• S63 Uniform Securities Agent State Law Examination
  2008-05-28
• S66 Uniform Combined State Law Examination
  2005-07-24

Other Names

• Rick Edward Talbot
• Richard Edward Talbot