Cindy Asano

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 06/2021
  Morgan Stanley
  Gilbert, AZ
• 08/2015 → 05/2019
  University Of California, Berkeley
  Berkeley, CA
• 09/2016 → Present
  Universalgiving
  San Francisco, CA
• 07/2021 → 08/2023
  Ieq Capital, Llc
  Foster City, CA
• 08/2023 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 08/2023 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA

Previous Registrations

• 2021-07-09 → 2023-08-18
  Ieq Capital, Llc
  Foster City, CA
• 2019-09-06 → 2021-06-28
  Morgan Stanley
  Gilbert, AZ

Other Businesses

Entity Name: universalgiving Investment related: No "Address: 655 Montgomery St #07-102, San Francisco, CA 94111 https://universalgiving.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Employee/Contractor Start Date: 09/04/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Work to vet various nonprofits looking at tax forms, etc to determine compliance with UniversalGiving's vetting model. No JPMC connection/not similar. "

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-09-29
• S66 Uniform Combined State Law Examination
  2019-09-05

Other Names

• Cindy Asano
• Cindy Miki Asano